Quotes & Sayings About Securities And Exchange Commission

When the Securities & Exchange Commission settled securities-fraud charges against Richard Harriton, former chairman of the clearing subsidiary of Bear, Stearns & Co., there were smiles all around. The SEC was happy. Harriton was happy. Bear Stearns was happy. — Gary Weiss

From coast to coast, the FBI and Securities and Exchange Commission have ensnared people not only at hedge funds, but at technology and pharmaceutical companies, consulting and law firms, government agencies, and even a major stock exchange. — Preet Bharara

Conspiracy theories feed on opacity, and that's a longtime problem with short selling. Large long positions must be reported to the Securities and Exchange Commission in public filings, but not large short positions. — Gary Weiss

The organization of the government itself is something which we ought to examine in a more self-conscious way - the Federal Reserve and the Treasury and the Securities and Exchange Commission. The mission that each of them has is mainly economic but should be informed by good organizational practices. — Oliver E. Williamson

Benefits are rarely made public in filings with the Securities and Exchange Commission, where companies must report the pay and options that their five highest-paid executives receive. — Alex Berenson

I am noticing a big difference in the way the hospital workers are looking at me as I approach Jess's room.
The look of sincere sympathy that used to be on their faces when they made eye contact with me is gone.
It has been replaced by shear helplessness as they quickly walk past me with their heads tilted down and to the right.
I feel like Bud Fox walking into his office with the Securities and Exchange Commission awaiting him. — JohnA Passaro